Mexico: Supreme Court finds Veracruz law criminalising ‘wilful transmission’ of HIV and STIs to be unconstitutional

Following a Constitutional challenge initiated in February 2016 by the Multisectoral Group on HIV / AIDS and STIs of Veracruz and the National Commission on Human Rights, and supported by HIV JUSTICE WORLDWIDE, Mexico’s Supreme Court of Justice yesterday found by eight votes (out of 11) that the amendment to Article 158 of the Penal Code of the State of Veracruz to be invalid as it violates a number of fundamental rights: equality before the law; personal freedom; and non-discrimination.

The full ruling is not yet available, but according to a news story published yesterday in 24 Horas.

…it was pointed out that the criminal offense is “highly inaccurate” because it does not establish what or what is a serious illness, besides it is not possible to verify the fraud in the transmission [and] that although the measure pursued the legitimate aim of protecting the right to health, especially for women and girls, the measure did not exceed the analysis of need because it was not ideal and optimal for the protection of that purpose, especially as [Veracruz] already criminalised the ‘willful putting at risk of contagion of serious illnesses’…

Additionally, Letra S reports,

The Minister President of the Court, Luis María Aguilar Morales, took up the recommendations of the Joint United Nations Program on HIV / AIDS and the Oslo Declaration on HIV Criminalisation, regarding the criminalization of HIV, and argued that this article left to the will of the investigating authority to decide which diseases will be considered as serious and which will not, going against the principle of legality, which implies that the crimes cannot be indeterminate or ambiguous.

In this case, the President said, the article did not establish whether STIs are only those considered serious or any, regardless of their severity. In turn, the justices determined that the resolution has a retroactive effect, that is, that those persons tried under the offense established by this article, the resolutions are invalidated.

 

Background

On August 4, 2015, the Congress of the State of Veracruz approved an amendment to Article 158 of the Criminal Code in order to add the term Sexually Transmitted Infections, which included HIV and HPV. 

It provided for a penalty ranging from 6 months to 5 years in prison and a fine of up to 50 days of salary for anyone who “willfully” infects another person with a disease via sexual transmission.

The amendment, proposed by the deputy Mónica Robles Barajas of the Green Ecologist Party of Mexico, said the legislation was aimed at protecting women who can be infected by their husbands. “It’s hard for a woman to tell her husband to use a condom,” she said in an interview with the Spanish-language online news site Animal Político.

On February 16, 2016, the National Human Rights Commission responded to the request of the Multisectoral Group on HIV / AIDS and STIs of the state of Veracruz and other civil society organizations, and filed an action of unconstitutionality against the reform in the Supreme Court of Justice of the Nation, which it said does not fulfill its objective of preventing the transmission of sexual infections to women and girls, but rather creates discrimination of people living with HIV and other STIs.

In October 2016, following a press conference at the National Commission on Human Rights (pictured above) that generated a great deal of media coverage, including a TV report, HIV JUSTICE WORLDWIDE delivered a letter to the Mexican Supreme Court highlighting that a law such as that of Veracruz does not protect women against HIV but rather increases their risk and places women living with HIV, especially those in positions vulnerable and abusive relationships, at disproportionate risk of both proseuction and violence.

In October 2017, the first Spanish-language ‘HIV Is Not A Crime’ meeting took place in Mexico City, supported by the HIV JUSTICE WORLDWIDE coalition where a new Mexican Network against HIV Criminalisation was established.

The Network issued a Statement yesterday which concluded:

We applaud the declaration of the Supreme Court of Justice of the Nation, which gives us the reason for the unconstitutionality request, shared with the National Commission of Human Rights; For this reason, we suggest to the deputies of the Congresses of the State that before legislating, they should be trained in the subject and that they do not forget that their obligation is to defend Human Rights, not to violate them.

Finally, the Mexican Network against the Criminalization of HIV recognizes that there are still many ways to go and many battles to fight, but we can not stop celebrating this important achievement.

 

Edwin Bernard (HIV JUSTICE WORLDWIDE) and Patricia Ponce (Grupo Multisectorial Veracruz) presenting the letter to Supreme Court of the Nation, Mexico City.
Edwin Bernard (HIV JUSTICE WORLDWIDE) and Patricia Ponce (Grupo Multisectorial Veracruz) presenting the letter to Supreme Court of the Nation, Mexico City.

Read the English text of the HIV JUSTICE WORLWIDE amicus letter below.

HIV JUSTICE WORLDWIDE

This is a letter of support from HIV JUSTICE WORLDWIDE[1] to Grupo Multi VIH de Veracruz / National Commission of Human Rightswho are challenging Article 158 of Penal Code of the Free and Independent State of Veracruz that criminalises ‘intentional’ exposure to sexually transmitted infections or other serious diseases, on the grounds that this law violates a number of fundamental rights: equality before the law; personal freedom; and non-discrimination.

As a coalition of organisations working to end the overly broad use of criminal laws against people living with HIV, we respectfully share Grupo Multi VIH de Veracruz’s concerns around Article 158 which potentially stigmatises people with sexually transmitted diseases and criminalises ‘intentional’ exposure to sexually transmitted infections (potentially including HIV) or other serious diseases.

All legal and policy responses to HIV (and other STIs) should be based on the best available evidence, the objectives of HIV prevention, care, treatment and support, and respect for human rights. There is no evidence that criminalising HIV ‘exposure’ has HIV prevention benefits. However, there are serious concerns that the trend towards criminalisation is causing considerable harm.

Numerous human rights and public health concerns associated with the criminalisation of HIV non-disclosure and/or potential or perceived exposure and/or transmission have led the Joint United Nations Programme on HIV/ AIDS (UNAIDS) and the United Nations Development Programme (UNDP), [2] the UN Special Rapporteur on the right to health,[3]  the Global Commission on HIV and the Law[4]  and the the World Health Organization[5],  to urge governments to limit the use of the criminal law to extremely rare cases of intentional transmission of HIV (i.e., where a person knows his or her HIV-positive status, acts with the intention to transmit HIV, and does in fact transmit it). They have also recommended that prosecutions [for intentional transmission] “be pursued with care and require a high standard of evidence and proof.” [6]

In 2013, UNAIDS produced a comprehensive Guidance Note to assist lawmakers understand critical legal, scientific and medical issues relating to the use of the law in this way.[7] In particular, UNAIDS guidance stipulates that:

  • “[I]ntent to transmit HIV cannot be presumed or solely derived from knowledge of positive HIV status and/or non-disclosure of that status.
  • Intent to transmit HIV cannot be presumed or solely derived from engaging in unprotected sex, having a baby without taking steps to prevent mother-to-child transmission of HIV, or by sharing drug injection equipment.
  • Proof of intent to transmit HIV in the context of HIV non-disclosure, exposure or transmission should at least involve (i) knowledge of positive HIV status, (ii) deliberate action that poses a significant risk of transmission, and (iii) proof that the action is done for the purpose of infecting someone else.
  • Active deception regarding positive HIV-status can be considered an element in establishing intent to transmit HIV, but it should not be dispositive on the issue. The context and circumstances in which the alleged deception occurred—including the mental state of the person living with HIV and the reasons for the alleged deception— should be taken into consideration when determining whether intent to transmit HIV has been proven to the required criminal law standard.”

Moreover, where criminal liability is extended to cases that do not involve actual transmission of HIV (contrary to the position urged by UNAIDS and other experts), such liability should, at the very bare minimum, be limited to acts involving a “significant risk” of HIV transmission. In particular, UNAIDS guidance contains explicit recommendations against prosecutions in cases where a condom was used, where other forms of safer sex were practiced (including oral sex and non-penetrative sex), or where the person living with HIV was on effective HIV treatment or had a low viral load. Being under treatment or using other forms of protections not only show an absence of malicious intent but also dramatically reduces the risks of transmission to a level close to zero. Indeed, a person under effective antiretroviral therapy poses –  at most – a negligible risk of transmission[8] and is therefore no different from someone who is HIV-negative.

Moreover, there is growing body of evidence[9] that such laws that actually or effective criminalise HIV non-disclosure, potential or perceived exposure, or transmission, negatively impact the human rights of people living with HIV due to:

  • selective and/or arbitrary investigations/prosecutions that has a disproportionate impact on racial and sexual minorities, and on women.
  • confusion and fear over obligations under the law;
  • the use of threats of allegations triggering prosecution as a means of abuse or retaliation against a current or former partner;
  • improper and insensitive police investigations that can result in inappropriate disclosure, leading to high levels of distress and in some instances, to loss of employment and housing, social ostracism, deportation (and hence also possibly loss of access to adequate medical care in some instances) for migrants living with HIV in some cases;
  • limited access to justice, including as a result of inadequately informed and competent legal representation;
  • sentencing and penalties that are often vastly disproportionate to any potential or realised harm, including lengthy terms of imprisonment, lifetime or years-long designation as a sex offender (with all the negative consequences for employment, housing, social stigma, etc.);
  • stigmatising media reporting, including names, addresses and photographs of people with HIV, including those not yet found guilty of any crime but merely subject to allegations.

In addition, there is no evidence that criminalising HIV (or other sexually transmitted infections) help protect women and girls from infections.  

Women are often the first in a relationship to know their HIV status due to routine HIV testing during pregnancy, and are less likely to be able to safely disclose their HIV-positive status to their partner as a result of inequality in power relations, economic dependency, and high levels of gender-based violence within relationships.[10]

Such a law does nothing to protect women from the coercion or violence that effectively increases the risk of HIV transmission. On the contrary, such laws place women living with HIV, especially those in vulnerable positions and abusive relationships, at increased risks of both prosecution and violence.

Some evidence suggests that fear of prosecution may deter people, especially those from communities highly vulnerable to acquiring HIV, from getting tested and knowing their status, because many laws only apply for those who are aware of their positive HIV status. [11] HIV criminalisation can also deter access to care and treatment, undermining counselling and the relationship between people living with HIV and healthcare professionals because medical records can be used as evidence in court. [12]

Finally, there is evidence[13] of an additional negative public health impact of such laws in terms of:

  • increasing HIV-related stigma, which has an adverse effect on a person’s willingness to learn about, or discuss, HIV; and
  • undermining the importance of personal knowledge and responsibility (correlative to degree of sexual autonomy) as a key component of an HIV prevention package, when instead prevention of HIV within a consensual sexual relationship is – and should be perceived as – a shared responsibility.

We hope that the Mexico Supreme Court of Justice takes our concerns and all of this evidence into account when considering the Constitutional Challenge.

Yours faithfully,

Edwin J Bernard, Global Co-ordinator, HIV Justice Network

on behalf of all HIV JUSTICE WORLDWIDE partners: AIDS and Rights Alliance for Southern Africa (ARASA); Canadian HIV/AIDS Legal Network; Global Network of People Living with HIV (GNP+); HIV Justice Network; International Community of Women Living with HIV (ICW); Positive Women’s Network – USA (PWN-USA); and Sero Project (SERO).

[1] HIV JUSTICE WORLDWIDE is an initiative made up of global, regional, and national civil society organisations working together to end overly broad HIV criminalisation. The founding partners are: AIDS and Rights Alliance for Southern Africa (ARASA); Canadian HIV/AIDS Legal Network; Global Network of People Living with HIV (GNP+); HIV Justice Network; International Community of Women Living with HIV (ICW); Positive Women’s Network – USA (PWN-USA); and Sero Project (SERO).  The initiative is also supported by Amnesty International, the International HIV/AIDS Alliance, UNAIDS and UNDP.

[2] UNAIDS. Policy Brief: Criminalisation of HIV Transmission, August 2008; UNAIDS. Ending overly-broad criminalisation of HIV non-disclosure, exposure and transmission: Critical scientific, medical and legal considerations, May 2013.

[3] Anand Grover. Report of the Special Rapporteur on the right of everyone to the enjoyment of the highest attainable standard of physical and mental health, June 2010.

[4] Global Commission on HIV and the Law. HIV and the Law: Risks, Rights & Health, July 2012.

[5] WHO. Sexual health, human rights and the law. June 2015.

[6] Global Commission on HIV and the Law. HIV and the Law: Risks, Rights & Health, July 2012.

[7] UNAIDS. Ending overly-broad criminalisation of HIV non-disclosure, exposure and transmission: Critical scientific, medical and legal considerations, May 2013.

[8] A.J. Rodger et al., “Sexual activity without condoms and risk of HIV transmission in serodifferent couples when the HIV-positive partner is using suppressive antiretroviral therapy,” JAMA 316, 2 (12 July 2016): pp. 171–181.

[9]op cit. Global Commission on HIV and the Law.

[10] Athena Network. 10 Reasons Why Criminalization of HIV Exposure or Transmission Harms Women. 2009.

[11] O’Byrne P et al. HIV criminal prosecutions and public health: an examination of the empirical research. Med Humanities 2013;39:85-90 doi:10.1136/medhum-2013-010366

[12]Ibid.

[13]Op cit. Global Commission on HIV and the Law.

Canada: Richard Eliott, executive director of the Canadian HIV/AIDS Legal Network , urges federal and provincial Attorneys-General to follow recommendations of Justice Ministry report

You didn’t transmit HIV. You had no intent to transmit. And indeed you didn’t do anything with your sexual partner that posed a statistically significant risk of transmission. In fact, you might even have used a condom, in keeping with standard safer-sex advice.

And yet, if you’re living with HIV and someone with whom you’ve had consensual sex — even just once — accuses you of not disclosing your status, you could face prosecution for “aggravated sexual assault.” A conviction means years in prison and mandatory registration as a sex offender.

Such a misuse of the law further stigmatizes people living with HIV. And, as a recent study confirms, it also discourages people from seeking HIV testing and getting care and treatment, making it bad public health policy.

This is why community organizations, scientific experts, human-rights lawyers and people living with HIV have been resisting overly broad HIV criminalization for years.

And it’s why this past World AIDS Day (Dec. 1, 2017) was a milestone.

More than 150 groups across Canada released a “Community Consensus Statement” demanding federal, provincial and territorial governments take steps to end unjust HIV criminalization.

In a welcome response, the Hon. Jody Wilson-Raybould, federal Attorney-General and Justice Minister, released her department’s in-depth study into the matter. Reflecting an extensive review of scientific evidence, legal decisions and broader public-interest considerations, the federal justice department now recognizes the harms of the “over-criminalization of HIV” and recommends significant limitations on the use of criminal charges.

More specifically, Justice Canada concludes that criminal-law charges for alleged HIV non-disclosure to a sexual partner shouldn’t be applied in any case where a person has a “suppressed viral load,” because there is effectively zero chance of transmitting the virus.  

Furthermore, the report concludes that criminal charges should generally not apply to persons living with HIV who use condoms or who engage only in oral sex, because the legal test of a “realistic possibility” of transmission is likely not met in such circumstances.

These conclusions are broadly consistent with what community advocates and scientific experts have been urging for years. Now federal and provincial Attorneys-General need to act.

Wilson-Raybould’s office has been signalling her intention to send new directives to federal Crown prosecutors. It’s essential that she consult, as promised, with scientific experts, community organizations and people living with HIV. And, at a minimum, her directives should clearly rule out prosecutions in the situations described in her own department’s report.

In Ontario, the Attorney-General has directed prosecutors to stop prosecutions for alleged HIV non-disclosure in cases where a person with HIV has had a suppressed viral load for at least six months. It’s a welcome development, but far from enough; it continues to leave people living with HIV unjustly criminalized.

But B.C., a province that has so often shown leadership, from harm reduction to HIV treatment, is lagging behind even Ontario’s half-hearted action.

Just last month, with zero consultation with the HIV community, the B.C. Prosecution Service released an updated policy that leaves the door wide open to a wide array of unjust prosecutions at odds with the available science, with human rights and with good public health practice. In four pages of bafflegab, there isn’t a single instance in which they actually rule out prosecuting someone living with HIV.

Disturbingly, even in the scenario described at the outset of this column, the new B.C. policy instructs prosecutors to “consider whether the public interest nonetheless requires a prosecution.” This is an embarrassing and disingenuous exercise that continues to stigmatize people living with HIV. B.C. can and must do better.

In the meantime, the threat of unjust criminalization continues to hang over all people living with HIV in Canada.

Richard Elliott is a lawyer and executive director of the Canadian HIV/AIDS Legal Network (aidslaw.ca) and a founding member of the Canadian Coalition to Reform HIV Criminalization (HIVcriminalization.ca).

Published in The Vancouver Sun on April 25,2018

Chile: Chilean deputy promotes bill seeking to criminalise HIV transmission

Chilean Deputy: those who intentionally spread HIV should be imprisoned (Google translation – For original article in Spanish, scroll below)

SANTIAGO (Sputnik) – It is necessary to send to jail those who carry the Human Immunodeficiency Virus (HIV) and who intentionally spread it to others, Sputnik was told by Chilean government deputy Juan Antonio Coloma.

“A person with a deadly disease such as the Acquired Immunodeficiency Syndrome (AIDS) can not be sanctioned in our Penal Code when they transmit it to others, knowing they have it and with the intention of infecting them,” said the parliamentarian who promoted the bill foreseeing sanctions for those cases.

The bill has four requirements for the crime to be carried out: that the person knows that they have the disease, that they intend to transmit it, that they have participated in a behavior that poses a risk of transmission and that they have infected someone.

The legislator belonging to the Independent Democratic Union party (right) said that this behavior is punished in other countries “such as Germany, Italy, Argentina and Peru” and that “it is relevant that in Chile there is also a sanction.”

“Some do it, for example, as a form of revenge, after having been infected by the disease they are dedicated to infecting other people, this is the criminal type that we are expecting to be discussed in the Health Committee of the Chamber of Deputies “, he claimed.

Coloma also responded to the criticism of the Progressive Party (left) deputy, Marisela Santibañez, who told Emol that Coloma  that it “is wrong to want to send sick people to jail” and asked “not to criminalize the issue.”

“They intend to caricature a project that although it is not intended to be an effective measure to combat AIDS, seeks not to leave impunity to those infected who transmit the disease with intent,” the parliamentarian replied to this agency.

However, he added that this measure “should be part of a battery of projects, obviously we must also talk about sex education and facilitating access to HIV tests.”

Earlier this week, the director of the HIV Center of the Clinical Hospital of the University of Chile, Alejandro Afani, said in an interview with the newspaper La Segunda that between 2010 and 2017 the infections by this virus increased by 96% and that the disease “is out of control”.

Afani said that the largest number of people infected is in the group of those between 15 and 25 years old.

The Ministry of Health informed on Wednesday that it will start a new multi-sector campaign called the National HIV / AIDS Plan, working together with the Ministry of Education.

Published in Sputnik Mundo on April 13, 2018

________________________

SANTIAGO (Sputnik) — Es necesario enviar a la cárcel a aquellos que porten el Virus de Inmunodeficiencia Humana (VIH) y que intencionalmente se lo contagien a otros, dijo a Sputnik el diputado oficialista chileno, Juan Antonio Coloma.

No puede quedar sin sanción en nuestro Código Penal una persona con una enfermedad mortal como el Síndrome de Inmunodeficiencia Adquirida (Sida) que contagie a otro sabiendo que la tiene y con la intención de contagiarla”, afirmó el parlamentario impulsor del proyecto de ley que prevé esas sanciones para esos casos.

El proyecto de ley tiene cuatro requisitos para que se cumpla el delito: que la persona sepa que tiene la enfermedad, que tenga intención de contagiar, que haya participado en una conducta de riesgo de transmisión y que haya infectado a alguien.

El legislador perteneciente al partido Unión Demócrata Independiente (derecha) dijo que esta conducta es castigada en otros países “como Alemania, Italia, Argentina y Perú” y que “es relevante que en Chile también exista una sanción”.

“Algunos lo hacen, por ejemplo, como una forma de venganza, después de haberse contagiado la enfermedad se dedican a contagiar a otras personas, ese es el tipo penal que nosotros estamos esperando que se discuta en la Comisión de Salud de la Cámara de Diputados”, afirmó.

Coloma también respondió a las críticas de la diputada del Partido Progresista (izquierda), Marisela Santibañez, quien dijo al medio online Emol que Coloma “se equivoca al querer mandar a la cárcel a personas enfermas” y pidió “no criminalizar el tema”.

“Ellos pretenden caricaturizar un proyecto que si bien no tiene la intención de ser la medida efectiva para combatir el Sida, busca no dejar en la impunidad a aquellos contagiados que transmitan la enfermedad con dolo”, contestó el parlamentario a esta agencia.

Sin embargo, agregó que esta medida “debe ser parte de una batería de proyectos, evidentemente también hay que hablar de educación sexual y de la facilitación al acceso a los exámenes del VIH”.

A comienzos de esta semana, el director del Centro VIH del Hospital Clínico de la Universidad de Chile, Alejandro Afani, dijo en una entrevista al diario La Segunda que entre los años 2010 y 2017 los contagios por este virus aumentaron un 96% y que la enfermedad “está fuera de control”.

Afani indicó que la mayor cantidad de contagiados está en el grupo de los que tienen entre 15 y 25 años.

El Ministerio de Salud informó el miércoles que iniciará una nueva campaña multisectorial llamada Plan Nacional del VIH/SIDA, realizando un trabajo en conjunto con el Ministerio de Educación.

US: HIV criminalisation distracts from the real challenges involved in HIV prevention and compounds injustices

Rethinking Criminalization of HIV Exposure — Lessons from California’s New Legislation

Laws that criminalize certain behaviors on the basis of the person’s HIV status have long been challenged as ineffective prevention measures that harm public health. They are nevertheless widespread: according to the Center for HIV Law and Policy, 34 states have HIV-specific criminal statutes, and 23 have applied more general laws (e.g., against assault with a deadly weapon) in order to criminalize HIV exposure. Most of these laws don’t reflect current evidence regarding protective factors such as antiretroviral treatment (ART), and many encompass behaviors that carry negligible risk.

California is now breaking from these precedents. In October 2017, Governor Jerry Brown signed SB 239, which reduces the criminal charges associated with exposing a sexual partner to HIV without disclosing one’s HIV status. In place of former felony charges, California will impose misdemeanor charges that carry a maximum of 6 months of jail time and will reserve penalties for intentional disease transmission. The law also repeals felony charges for solicitation (prostitution) by people who have tested positive for HIV, and it decriminalizes their donation of blood or tissue.

The strongest arguments for criminalizing HIV exposure emphasize two functions of criminal law: retribution and deterrence. But emerging evidence casts doubt on both those justifications. The justification for criminalizing HIV exposure for the purpose of retribution is that such behavior is morally blameworthy. If we follow this rationale, the defendant’s state of mind is important. Most HIV-specific statutes, however, omit intent to infect as a condition of the offense — simply being aware of one’s HIV status is enough to warrant a penalty. Such laws also do little to differentiate among reasons for nondisclosure (e.g., fears of partner violence, or economic necessity for sex workers), and they often impose heavy penalties for conduct that poses slim risks of infection or about which there is substantial moral ambiguity.1 Retribution is particularly inappropriate for behaviors that have virtually no capacity to transmit infection, and prevention tools for HIV-positive people (e.g., ART) have reclassified many activities as lower risk.

Evidence also indicates that penalties associated with HIV-specific statutes are unevenly imposed on the basis of race and sex. In California, for example, black and Latino people compose half the population of people with HIV but two thirds of defendants in HIV-criminalization cases; black women, in particular, account for only 4% of the state’s HIV-positive population but 21% of these cases.2Moreover, among people arrested for HIV-related crimes, white men were released and not charged in 61% of incidents, as compared with 44% of incidents for black women, 39% for white women, and 38% for black men. Discriminatory enforcement of HIV-criminalization statutes compounds injustices based on race, sex, and socioeconomic status, and it undermines the retributivist rationale for HIV criminalization.

Judged against the goal of deterrence, HIV-specific statutes haven’t been successful, and they may detract from more effective prevention efforts such as advances in treatment and blood-supply screening. Past analyses have found that neither the presence of an HIV-criminalization statute nor people’s awareness of it affects their views regarding responsibility for HIV transmission.1 These statutes therefore may not affect moral calculations for people making disclosure decisions. And although awareness of the law and fear of prosecution have been associated with earlier disclosure of serostatus, analyses have found no effect of these statutes on rates of sex without using condoms or on HIV or AIDS incidence,1,3 perhaps in part because 40% of new infections can be traced to people who don’t know their HIV status.4

The deterrence rationale is particularly weak for statutes that neglect scientific evidence on HIV transmission and prevention. A majority of Americans with HIV have achieved viral suppression, which is proven to reduce, if not eliminate, transmission risk. Similarly, criminalization of blood donation neglects the fact that donated blood is now screened for HIV before use, resulting in residual risks that are lower than 1 per 1 million donations, and Food and Drug Administration guidelines exclude donors who may be at risk. Criminalizing blood donation by people with HIV doesn’t add to these protections and may discourage donors from disclosing information on risk behaviors.

Research increasingly suggests that HIV-criminalization statutes can also cause harm. Such laws may increase HIV-related stigma, which is linked to poor engagement in care. The possibility of criminal penalties for known exposure may also encourage people to remain unaware of their HIV status and to withhold information that is central to partner-notification efforts. One analysis, for example, found that HIV testing decreased after there was media coverage of HIV-specific prosecutions.5 Providers have also reported that criminalization inhibits trusting relationships with their patients with HIV, potentially leading to deferred ART treatment (and reducing its potential for preventing transmission).

Unlike most state legislation penalizing HIV exposure, California’s new misdemeanor statute reflects up-to-date science. The law applies only to people who know they have an infectious disease, who act with specific intent to transmit the disease to another person, who engage in conduct posing a substantial risk of transmission without attempting to prevent transmission, and who transmit the disease to someone who doesn’t know that the person is infected. Behaviors such as spitting and biting aren’t considered to pose substantial risk, and acquiring an infection while pregnant and refusing treatment while pregnant are specifically exempted. The statute encompasses all infectious diseases, not just HIV — which may mitigate HIV-related stigma.

We believe that California’s new legislation is a meaningful improvement over its former law, although the remaining misdemeanor charge may still permit discriminatory enforcement based on race and sex. HIV status may also still be used as a sentence enhancement for some nonconsensual sex offenses.

California is not alone in taking a more evidence-based and less stigmatizing approach to HIV prevention. In 2016, for example, Colorado repealed two HIV-criminalization laws and modernized its statutory language regarding sexually transmitted infections. But additional developments counsel against optimism; the Ohio Supreme Court recently upheld a charge of felonious assault for people with HIV who have sex without disclosing their HIV status.

Laws criminalizing HIV exposure and transmission can distract from the real challenges involved in preventing the spread of HIV, and they fail to account for the structural factors that underlie risk. We believe existing HIV-criminalization statutes should continue to be restructured, amended, or repealed. A broad-based harm-reduction approach could involve modernizing statutory language on infectious disease, updating prosecutorial guidelines, developing guidance to support HIV treatment and testing efforts that may be affected by laws, and supporting research into how criminal statutes affect HIV prevention and treatment. By providing draft language for amended legislation and crafting model policies for public health authorities, researchers and advocates can help states move toward more evidence-based and effective responses to HIV.

Authors affiliations

From the Department of Health Administration and Policy, George Mason University, Fairfax, VA (Y.T.Y.); and the Columbia Law School and the Mailman School of Public Health, Columbia University, New York, NY (K.U.).

References: 

  1. Burris SBeletsky LBurleson JACase PLazzarini Z. Do criminal laws influence HIV risk behavior? An empirical trial. Ariz State Law J 2007;39:467519 (http://ssrn.com/abstract=977274).

  2. Hasenbush AMiyashita AWilson BDM. HIV criminalization in California: penal implications for people living with HIV/AIDS. Los AngelesThe Williams InstituteDecember 2015(https://williamsinstitute.law.ucla.edu/research/health-and-hiv-aids/hiv-criminalization-in-california-penal-implications-for-people-living-with-hivaids/).

  3. Sweeney PGray SCPurcell DW, et al. Association of HIV diagnosis rates and laws criminalizing HIV exposure in the United States. AIDS 2017;31:14831488.

  4. Dailey AFHoots BEHall HI, et al. Human immunodeficiency virus testing and diagnosis delays — United States. MMWR Morb Mortal Wkly Rep 2017;66:13001306.

  5. Lee SG. Criminal law and HIV testing: empirical analysis of how at-risk individuals respond to the law. Yale J Health Policy Law Ethics 2014;14:194238.

Published in the New England Journal of Medicine, March 29, 2018

N Engl J Med 2018; 378:1174-1175

DOI: 10.1056/NEJMp1716981

Canada: Experts believe that the Novia Scotia Court of Appeal recent decision in a non-disclosure case will guide future cases

N.S. appeal will give guidance for future HIV non-disclosure cases, lawyers say

Tuesday, February 27, 2018 @ 9:25 AM | By Terry Davidson

The acquittal of an HIV-positive man in an East Coast non-disclosure case will further guide Canada’s legal community in its response to new science around risk of transmission, experts say.

The Nova Scotia Court of Appeal decision in R. v. Thompson 2018 NSCA 13, rendered Feb. 15, involves Claude Thompson, an Antigonish man who was charged with failing in 2011 to tell two women he was HIV-positive before having consensual sex with them.

During Thompson’s 2016 trial, Justice Suzanne Hood found that Thompson had been taking antiviral drug therapy and used a condom with the first complainant but not the second. She also leaned on expert testimony that there was negligible risk of transmission in this case.

As a result, Justice Hood acquitted Thompson of two counts of aggravated sexual assault, but deemed him guilty of the “lesser and included offences of sexual assault causing bodily harm” after finding the two women suffered psychologically from the initial uncertainty of not knowing if they had been infected. (Both subsequently tested negative.)

This, she ruled, vitiated their consent.

But Appeal Court Justice Duncan Beveridge threw out Thompson’s bodily harm convictions, ruling that unless there was a realistic possibility of transmission, consent could not be vitiated simply by psychological harm.

“The sole issue in this case is whether psychological harm said to have been caused by non-disclosure of HIV status vitiates consent to sexual activity.” The short answer is no, it does not,” stated Justice Beveridge, with Justices Linda Lee Oland and Joel Fichaud in agreement. “Failure by a sexual partner to disclose that he or she has a sexually transmitted disease is morally reprehensible, but it is not usually a crime.”

Justice Beveridge went on to talk of stress and upset being “irrelevant” in the “eyes of the law.”

“Emotional stress or upset, even if they could legitimately amount to bodily harm within the meaning of the Criminal Code, are, in the eyes of the law, irrelevant.”

In December, the federal government released the Criminal Justice System’s Response to Non-Disclosure of HIV, a research paper warning of the over-criminalization of infected people who don’t disclose their condition but pose a “negligible” risk to non-infected partners. It also lays out various sexual scenarios which would involve a low — or even nonexistent — possibility of transmission, even if a condom is not used.

Criminal law, it stated, should not apply to those who do not disclose but have maintained a suppressed viral load, are taking antiretroviral treatment, use condoms or engage only in oral sex.

Following the paper’s release, Ontario’s Ministry of the Attorney General announced that the province’s Crowns would be told to limit non-disclosure prosecutions, particularly for those on antiretroviral therapy and with “a suppressed viral load.”

Defence lawyers urged Crowns to re-examine both current non-disclosure cases and past convictions in light of evolving medical science.

The release of the paper was the next chapter in the changing legal landscape when it comes to non-disclosure cases.

Before it came Mabior.

In 2012, the Supreme Court of Canada ruled in R. v. Mabior 2012 SCC 47 that an infected person was not legally required to disclose their HIV-positive status if they carried a low viral load and used a condom. However, the SCC left room for some tweaking should laws need to adapt to changing science.

Toronto lawyer Cynthia Fromstein said the adherence to medical science in the Thompson case will serve to further guide Canada’s legal community in non-disclosure cases.

“It’s important because it’s a court of appeal decision that is making it very clear in terms of the reliance on medical science [being] the directive as to whether someone poses a realistic risk of transmission,” said Fromstein. “That’s important because we can now use that. As a defence counsel, I can use that on cases where they are still prosecuting. If there is a prosecution for oral sex, or a prosecution where there is a condom used, now there is some law that is supportive of the notion of what it takes … to find someone guilty, and perhaps it will also influence (provincial attorney generals) in not prosecuting, the fact that there is a legal directive, a court of appeal decision.”

Cecile Kazatchkine, senior policy analyst with the Canadian HIV/AIDS Legal Network, said Justice Hood’s psychological harm conviction of Thompson was of some concern.

“For years we have seen many different attempts by some actors in the justice system to expand the criminal law against people living with HIV,” said Kazatchkine in an e-mail. “Such attempts have included pushing the psychological harm argument. While the trial judge’s verdict in Thompson … was concerning (and unjust), we knew there was no legal basis for such argument. … The interpretation of the legal text of a ‘realistic possibility of transmission’ has created uncertainty, but the law around HIV non-disclosure has always been clear: there can be no conviction for non-disclosure in absence of actual transmission or a significant risk of transmission.”

Published in The Lawyer’s Daily on February 27, 2018

 

US: Outdated HIV criminalisation bills are currently being considered in seven US States

A Look At HIV Criminalization Bills Across The Country

By Hope Jackson

As state legislative sessions get underway across the country, HRC and equality partners are tracking seven HIV criminalization measures that threaten the lives of those living with HIV & AIDS, LGBTQ Americans and their families. Despite advances in medicine that can prevent the transmission of HIV or treat those exposed to the virus, unconscionable HIV criminalization bills are currently being considered in Georgia, Kentucky, Arizona, New York, West Virginia and Oklahoma. According to HRC’s 2017 State Equality Index, 25 states currently have laws that criminalize behaviors that carry a low or negligible risk of HIV transmission.

HIV criminalization legislation does not work in the context of modern scientific developments. There is no evidence to suggest HIV criminalization helps to lower HIV transmission rates.

Georgia’s HB 737 would force individuals to submit to court ordered blood tests where a law enforcement officer alleges to have been exposed to blood or other bodily fluids that could result in HIV, Hepatitis B or Hepatitis C. The bill passed committee on February 5th. Kentucky’s HB 193 reached the House for consideration on February 16 and could be voted on any day now. As introduced, the Kentucky bill would criminalize the common cold as the definition of “communicable disease” would include diseases that are unlikely to cause lasting harm, much less harm warranting felony punishment. In the face of affirmative votes to push the bill to the House floor, a number of legislators took issue with the dangerously broad language that would punish the mere passing of the flu or common cold. This hearing revealed that HIV education is still needed in both the legislature and in the community.

The very nature of the HIV & AIDS epidemic means that the enforcement of these laws will target specific, vulnerable populations. These laws target transgender Americans as 1.4 percent of transgender individuals report living with HIV, compared with 0.3 percent of the general population who report living with HIV.  Furthermore, a 2015 Williams Institute report found that prior to California’s HIV modernization bill, every incident where there was an HIV-specific charge led to a conviction and 90 percent of those convictions led to immediate confinement. The report showed that white men were “significantly more likely to be released and not charged (16 percent)” and “black men (38 percent), black women (44 percent), and white women (39 percent) were significantly less likely to be released and not charged.”

Understanding the science behind HIV underscores just how ineffective these bills are in 2018. HIV can only be transmitted by blood, pre-seminal fluid, semen, vaginal fluid, breast milk or rectal fluids. Saliva, feces, urine and other secretions alone do not transmit HIV. Moreover, those who adhere to HIV treatment can expect to live long and healthy lives. Over the last 35 years, the medical community has made significant advancement in the treatment and prevention of HIV & AIDS. An individual may take Truvada, also called pre-exposure prophylaxis or PrEP, once a day to prevent contracting HIV before exposure. Lastly, for some people who know they are living with HIV, there is the possibility that the transfer of the virus to another person would be nearly zero because the undetectable viral load of HIV makes the virus untransmittable. HIV criminalization ignores these developments and perpetuates stigma.

HRC and HRC Foundation are committed to working to end the criminalization of HIV & AIDS.

 Published on Human Rights Campaign Blog on February 26, 2018

Lawyers for HIV and TB Justice 2018 Training (Johannesburg, 2018)

This playlist contains recordings of a training for lawyers on strategic litigation, legal defense and advocacy on HIV and TB justice from 20-23 February 2018 in Johannesburg, South Africa by the Southern Africa Litigation Centre (SALC), HIV Justice Worldwide, the Joint United Nations Programme on HIV/AIDS (UNAIDS), the Stop TB Partnership, the AIDS and Rights Alliance for Southern Africa (ARASA), and the Kenya Legal & Ethical Issues Network on HIV and AIDS (KELIN). The training was funded under the Africa Regional Grant on HIV: Removing Legal Barriers. Resources and more information on the training are available here: http://www.southernafricalitigationce… With thanks to Nicholas Feustel of Georgetown Media.

Switzerland: 'Behind the scenes' story on how advocates and science changed HIV criminalisation laws in Switzerland

Held Harmless

Science Guided Switzerland Away From Prosecuting People Living With HIV for Theoretically Exposing Their Partners To The Virus. Could It Happen Here, Too?

In November 2008, a 34-year-old African man was sitting in a jail cell in Geneva, Switzerland. We don’t know his name — only that court documents called him Mr. S. We don’t know which country he immigrated from. He could have been anyone. All we know is that, to the state, he was a criminal.

He was serving 18 months for having condomless sex without disclosing his HIV status. He had argued that it didn’t matter because he had an undetectable viral load and couldn’t transmit the virus. But the lower Swiss court in 2008 wasn’t convinced. Under Article 231 of the Swiss Penal Code and under Article 122, nondisclosure was considered an attempt to engender grievous bodily harm, and he was solely responsible for curtailing the spread of HIV.

One month later, the appeals chamber of the Geneva Court of Justice held him harmless.

What changed in that month was that the long-term work of activists and people living with HIV converged with both good luck and the emergence of the science of viral load and transmissibility. It would take another several years after Mr. S’s acquittal for the law to formally change. But in 2016, concerted work would change Swiss law forever, such that no one with an undetectable viral load has since been convicted of attempting to transmit HIV without also having a malicious intent.

“One should not,” Geneva’s deputy public prosecutor Yves Bertossa told the newspaper Le Temps at the time of the 30-something year-old man’s exoneration, “convict people for hypothetical risk.”

As American state legislatures continue to grapple with how to modernize decades-old laws that criminalize non-disclosure of HIV status and “attempts” to transmit the virus, and as the Swiss statement — the first time U=U entered the world — reaches its 10-year anniversary, we look back on one model of how to do this work. And we start with a woman who has been on both sides of the issue.

An HIV-Negative Woman Turned Positive

Michèle Meyer has a shock of flaming red hair and a temperament that does not suffer fools gladly. And she definitely considered Switzerland’s HIV criminalization laws foolish — even before she herself was living with HIV.

Meyer learned about the laws in the early 1990s, when she and her partner wanted to have a baby. The fact that he was living with HIV and she wasn’t didn’t deter her. She’d decided she was willing to take a risk.

So she asked a doctor what would happen if they just had condomless sex.

He told her, she said, that among the many possible outcomes was that he could be arrested for endangering her and the public’s health.

“It’s crazy,” she said in heavily accented English. “We were two adult people who decided together and there was no violence, no dependency. We were on the same level to decide — so lawmakers have nothing to look for in our bedroom.”

The news that her partner could be prosecuted for doing exactly what she’d asked him to do scared her off from trying to get any more information about how to lower her risk of acquiring HIV during conception. Privately, the couple had condomless sex. And Meyer did get pregnant — the fulfillment of what she called a lifelong “child wish.”

Then, in February 1994, Meyer lost her pregnancy. Ten days after that, she tested positive for HIV.

Suddenly, she said she had to process two things: One was what she described as the cruelty of medical providers, who she said told her, “It’s good that your child is dead, because you are HIV positive.”

The other was her new reality on the other side of the HIV criminalization line. As she put it: “And then to know that I could be sentenced?”

It made her extra careful with later sexual partners. Twice, she said, she kicked men out of bed and out of her house, naked and throwing their clothes after them, for taking off a condom during sex without telling her.

“I was not going to risk going to jail for them,” she said. “And they decided, even without talking to me, to take [the condom] off because they were having fun with the risk? This made me crazy.”

She also took another measure. She said she told partners (women and men): “No one comes into my house without a test — because it’s not my intent to be held guilty for someone else’s infection.”

These were stop-gap measures, though. It would be much easier, she said, if the law weren’t there at all. So when, in 1999, her doctor informed her that she was on stable treatment and couldn’t pass on the virus, she did two things: She tried for and conceived two children — girls now aged 16 and 15, both born without HIV — and she began fighting in earnest for a change to the law.

As a feminist and someone who spent her teen years protesting nuclear power, it was natural for her. First she agitated for her local AIDS service organization to start a support group for women newly diagnosed with HIV. Then she put herself forth as a public figure, someone willing to speak openly about her diagnosis — a rare event at the time.

Most World AIDS Days, she said, you could find her face and her name in the papers, where, she said, she’d “always tell them I have sex without condoms.”

“It’s illegal,” she said she’d tell them. “But if I can’t infect my partner, it’s a crazy law.”

She even tried to find the most conservative cantons — the Swiss version of states — and try to get them to arrest her for exposing her partner to HIV. She’d plan weekend getaways and get amorous with her partner.

“I would later go to the police and tell them, ‘I had sex without a condom,'” she said. “I was waiting for someone to charge me. But we didn’t find one who wanted to bring charges against me. I was too open with the idea.”

Eventually, she found her way onto the Swiss National HIV/AIDS Commission, (abbreviated as EKAF in German), a national group of policy makers, bureaucrats, scientists, doctors and activists, where she said it was other people’s job to be diplomatic. Her life and freedom were at stake.

“As an activist, you can’t be diplomatic,” she said. “Criminalization will not come to an end that way. I’m radically against any criminalization, even if an infection is happening, even if there is a real risk. It’s not OK.”

A Social Worker Turned Lawyer

In the early 2000s, around the same time that Meyer was raising her daughters, a man she had never met was spending time with people receiving treatment for HIV-related conditions elsewhere in the country. And he found himself, he said, confronted with the reality of how HIV stigma alters the trajectory of a life.

People regularly told friends that they were sick with anything but HIV, Kurt Pärli, a wiry man with a thick head of hair, told TheBodyPRO. Cancer was a popular cover story.

“Having the diagnosis of HIV/AIDS led to a social death long before the physical death,” he said, adding that it was clear to him that the criminal laws and the epidemiology law were an extension of this stigma.

At the time, he was a social worker. But when he went to law school, he wondered how to disentangle the legal system from the health of people with HIV.

The first thing that would have to change, he said, was the general understanding of public health, one common in much of the world, including the U.S.: It assumed that criminal prosecution could curtail the spread of a disease. The country’s epidemiology law had been enacted in the 1940s to hold female sex workers liable for transmitting syphilis to “innocent clients,” as public health official Luciano Ruggia told TheBodyPRO.

“The article [231] remained dormant until the late 1980s, when some judges started to use it in HIV cases,” Ruggia said.

In practice, though, Article 231 wasn’t used just to prosecute actual transmission. It was also used to prosecute hypothetical risk — that is, potentially exposing someone to HIV; or, simply, having sex without a condom and/or without disclosure. In July 2008, Switzerland’s Federal Supreme Court in Lausanne even ruled that people could be convicted under the law if they didn’t know they were living with HIV at the time of sex. Another court ruling found that if you have symptoms that might indicate you have HIV, or if you have good reason to believe that someone you had sex with has HIV, you either had to disclose that suspicion or practice safer sex — failing either of which, you risked prosecution.

At a time when people wouldn’t admit to having HIV to anyone, Pärli watched people shy away from HIV testing to avoid being held liable under the law.

“From the perspective of the criminal law, it’s not a question of the two individuals, of if they are willing to take the risk,” he said. “That’s the old way of how to deal with public health. … It wasn’t effective.”

But there was a new way, a legally non-binding public health approach enacted in Swiss AIDS policy in the 1990s — one that held that every person in a relationship is responsible for their behavior and responsible for curtailing the spread of diseases. That approach said that it’s up to each partner to care for themselves, and the more they were able to do that, the better it was for everyone. HIV testing is part of that — but you don’t test if you are afraid of going to jail for having sex, he said.

And you don’t take measures to prevent transmission during conception if you don’t know what they are, Meyer said.

“I will not say that the law is guilty for my infection; that was my responsibility,” she said. “But I see there is a point that I was a threat [to my partner’s freedom] and didn’t seek enough information, just because of the law.”

A Public Policy Approach

Changing Swiss HIV criminalization laws would not be easy. For one thing, the laws used to prosecute people living with HIV are general and apply to any form of assault or transmission of human disease. For another, the Swiss don’t follow the legal concept of binding precedent, said Sascha Moore Boffi, a jurist with the Swiss HIV organization Groupe sida Genève. So what happens in Geneva doesn’t necessarily change a later decision in Zurich or Obwalden. Each case, he said, is decided on an individual basis.

For another thing, there’s no national database of every decision made in every canton. To find out what the courts were doing, Pärli called all 23 of the cantonal courts to get their information.

The results were, perhaps, not a complete picture. Only 62 of 94 courts responded.

But what they told Pärli was significant: Cases against people living with HIV had been going up across the country, from two cases before 1994 to nine cases between 2005 and 2009, with 39 people prosecuted since 1990. Twenty six of those were convicted. And half of those were despite the fact that no one acquired HIV.

Most cases involved new couples having sex without one partner knowing the other’s HIV status or where the person living with HIV had lied about their status. Three people were prosecuted and convicted for having consensual sexual contact with a partner who knew their status and consented to taking the risk.

People who were convicted spent an average of 18 months to two years behind bars, but one case resulted in a three year sentence — that one included a conviction for coercion and assault, according to Pärli’s report.

One person was convicted only of having presented a risk to public health — meaning he wasn’t convicted of having caused any actual harm — and the court ordered a suspended sentence and an obligation not only to disclose HIV status to partners, but also to register every sexual contact with the state.

This put Switzerland’s HIV criminalization rates amongst the highest in Europe, said Boffi.

The Behind-the-Scenes Guy

Luciano Ruggia would prefer you not know his name. He’s not shy — in fact, with his frank manner and expressive hand motions, he’d be more aptly described as gregarious. But he prefers to do his work out of the spotlight.

“That’s where I can achieve more,” he said. “You really have to keep a low profile if you’re inside an administration.”

That’s where Ruggia was in 2006, as EKAF’s scientific secretary, a position within the Federal Office of Public Health. It was part of his job, he said, to present the commission with issues it might tackle. To that end, he read reports from Pärli and attorney Fridolin Beglinger, and discrimination reports by Boffi’s group and others, and listened to the opinions of activists like EKAF member David Haerry.

That’s how he learned about the impact of Article 231, and the epidemiology law, Article 122, on people living with HIV. Ruggia said he considered the law itself ethically wrong and functionally ineffective, but he knew just repealing a criminal statute was a non-starter in a parliament he said was composed primarily of lawyers.

“It’s very bad press to raise” repeal of any criminal statute, he said. “If you look, in every country, the criminal code book only gets bigger.”

And EKAF could recommend a change, he said, but that’s where its power ended.

They needed to find a way to link the law on epidemiology to the criminal code. And it was a stretch, he said.

So nearly two years before the Swiss statement codified U=U’s forbearer into Swiss medical practice, Ruggia did something he wasn’t sure would work. The administration was considering updating the entire epidemiology law, to bring it current from its 1970s drafting, and to address new epidemics, including SARS and H1N1.

What if he could slip into this update a change to the language in Article 231, one that stated people could only be prosecuted if there was actual transmission and if there was malicious intent on the part of the person living with HIV? And what if he could convince others in the administration that this was, after all, a small, technical change not worthy of note?

So he wrote up the amendment and slipped it into the end of the draft bill circulating around the capitol. It went unnoticed in its first year. It seemed to be considered just another little amendment necessary to bring other laws in compliance with the new rules, Ruggia said.

“It was seemingly a little bit harmless,” Ruggia said with a subtle shrug and a twist of the wrist meant to dismiss it.

By December 2007, the change made it into the version of the bill that was released for public comment.

Ruggia was relieved.

And then he took action to try to ensure it stay in there: He drafted up a letter of support for the amendment from EKAF. He called Boffi and his counterparts in the French- and Italian-speaking parts of the country. He asked them to write letters of support for the change, to show its broad support.

Their letters of support were added to the public record. By the time the comment period ended six months later, Ruggia’s amendment went untouched.

“I remember saying, ‘Let’s try this. This could work,'” Ruggia said.

The Doctor Turned Activist

Then something else that Ruggia had been working on behind the scenes came out publicly: a statement in the Bulletin of Swiss Medicine saying that people who have had a suppressed viral load for at least six months, who have no other sexually transmitted infections (STIs), and who are monogamous need not use condoms because they can’t transmit the virus.

This became known as the Swiss statement, a scientific policy intended to allow Swiss providers to talk openly with their patients about their options for conception and other activities, but which resonated around the scientific world, where it was largely lambasted.

For Dr. Pietro Vernazza, M.D., the lead author of the statement, it wasn’t purely scientific. He said he was thinking of HIV modernization while he, Bernard Hirschel, Enos Bernasconi and Markus Flepp drafted the statement, too.

But Vernazza hadn’t heard about it from his own patients in his clinic at a provincial St. Gallen, Switzerland, hospital. There, Vernazza was working with people living with HIV who were forgoing having a family with their HIV-negative partners out of fear of transmitting the virus — a fear, he said, that was not backed up by any case reports of people on effective treatment transmitting HIV. This supported his own clinical experience, and the experience of the Swiss HIV cohort at large.

By 2007, Vernazza had been on the EKAF for eight years and was now serving as its chair. He had the power, but it took Pärli’s advocacy for Vernazza to understand the effect of the law on his patients.

“[Pärli taught us] that not only did we have the highest number of convictions within Europe but also that these convictions were not justified,” Vernazza said. And just like the pointless delay or abdication of children, HIV criminalization laws were pointless, too, he said.

“To me, this is a situation where you can’t just say, ‘OK I’m not involved in politics,'” Vernazza said. “It motivated me to do something against it if I could. And I was in a position with this commission that I was influential enough to use this influence [for my patients].”

He paused and added, “I would consider it my duty in such a commission to fight against the incorrect application of the law.”

Indeed, the conclusion of the Swiss statement makes this specific: “Courts will have to consider [this statement] when assessing the reprehensible nature of HIV infection. From the point of view of the [EKAF], unprotected sexual contact between an HIV-positive person with no other STIs and on effective [antiretroviral treatment], and an HIV-negative person does not meet the criteria for an attempt to spread an illness. It is not dangerous in the sense of Art. 231 of the Swiss Penal Code, nor to those of an attempted serious bodily injury according to Art. 122.”

 

An Opening for Change

By late 2008, the Swiss statement was beginning to find its way into criminal proceedings — and not by accident. Pärli said there was a concerted effort to translate the statement from its scientific source to the legal world.

“The legal world is sometimes like an autonomous planetary system or something,” Pärli said. “There was a need to bring this information to lawyers and to judges and to the courts. But finally, it had an effect.”

Indeed, the Swiss statement came out at the beginning of 2008. By the end of that year, one of the statement’s primary authors, Hirschel, had testified that Mr. S couldn’t have transmitted the virus because his viral load had been undetectable since at least the beginning of 2008. This directly contradicted the statement of a medical examiner during the first trial, that “a risk of contamination remained in a context of undetectable viremia.”

Prosecutor Bertossa dropped charges against Mr. S during the appeal of his conviction. That was followed the next year by another acquittal based on the same grounds, according to a study presented at the European AIDS Conference in 2013.

Collectively, these decisions became known as the Geneva judgments, and they were just as much of a watershed in Switzerland as the Swiss statement.

But for Ruggia, who was still watching his amendment move at a glacial pace through the Swiss legislative process, neither the Swiss statement nor the Geneva judgments were enough.

“Article 231 was still there,” he said. “Even in the case of a judgment that goes up to the federal court, there was no guarantee that the Geneva judgments would be heeded. Usually judges are not as open and progressive.”

Again, lack of the legal concept of binding precedent meant that judges in other cantons were free to make their own judgments.

Arguing Against “Virulent” Laws

So when Pärli’s report came out the following year, in 2009, it didn’t just describe the problem; it also argued that, for many reasons, the law needed to change.

For one thing, it argued that even without the Swiss statement, consent to taking a risk ought to be a defense against prosecution under Article 231 — and protection from HIV is both party’s responsibility. Think of it as an “it takes two to tango” doctrine, a doctrine that conformed with the new Swiss AIDS policy approach to public health.

If both people are culpable, the English-language fact-sheet stated, then it stands to reason that either both should be prosecuted, or neither should.

“If one does not wish to draw this conclusion,” it states, “a restriction or reversal of the application of Article 231 of the Swiss Penal Code would be worth investigating de lege ferenda [in future law].”

But the Swiss statement does exist, he went on to write, making the burden of consent and disclosure “even more virulent.”

“Given that punishment on the grounds of an attempted crime always requires that the accused acts willfully, in cases of unprotected sexual intercourse where the HIV-infected person complies with [the Swiss statement], conviction on the grounds of attempted bodily harm is ruled out,” the fact sheet states.

These issues, the report said, “shows the necessity to review Swiss Supreme Court practice.”

But getting rid of the disclosure and consent rule is politically unfeasible, Boffi said. This is because Swiss law applies the same standards of informed consent to HIV disclosure that govern informed consent in the law in general, such as before surgery. So “it’s difficult to find a way to mitigate that without weakening other forms of informed consent that we want to keep,” Boffi said.

There is one way to avoid disclosure, though: Swiss law holds that practicing accepted rules of safer sex is a defense against prosecution.

“As far as [the Article 231] was concerned, our Supreme Court decided that when protection was used, no disclosure was necessary,” said Boffi. “It didn’t say a condom needed to be used, only that if the person abided by the rules of safer sex, that person was free of the obligation to disclose.”

So Boffi and others saw an opening there: If treatment was considered protective, it could influence the law and legislators.

“Our argument was that it’s very simple: It’s very important to take the HIV test, because now there’s treatment — testing is an opportunity for treatment — so every hurdle in the way of letting them test is not cost effective for public health,” Pärli said. “As long as the criminal law was persecuting individuals who are HIV positive and took some risks, there was no incentive to take the test — especially for those who are acting not all the time in safe ways. It’s very important to reach those people, and the fact that they were afraid after being tested that they would be criminalized, that was an important point.”

And with what the Swiss statement revealed about how effective treatment prevents people who live with HIV from transmitting the virus, even if they are not using condoms, overcoming that barrier to testing and treatment is even more important.

“The more sick one is, the more risk they have to transmit the virus,” Päril added. So the law just didn’t make sense. “One of the important lessons we learned was that it’s important to act with patients and not against them.”

A Switch and a Scramble

But just as the introduction of the epidemiology law overhaul bill went to parliament in 2010, everything changed again.

“Here I was, I was very happy, I was not screaming. I was keeping a low profile because the article [amendment] was there and nice and fine,” Ruggia said, his words speeding up and becoming more clipped. “And then two days before [it was introduced to Parliament] … they changed the article.”

It turned out that someone from the Department of Justice, at the last minute, had noticed the article and pressured officials to remove it from the bill. They did, and Ruggia’s bosses raised no objection.

Suddenly, Ruggia went from hopeful to both furious and scared: anger at his bosses for not fighting the change, he said, and anger that the change went against the expressed comments of organizations that responded to the proposal (comments he had encouraged); and fear because “the odds change in parliament. You don’t know what’s going to happen.”

“I told myself, we cannot leave it like this,” he said. “Working with the press is always a risk. Working with politicians is always a risk. If you want to achieve something, you have to try to take some risks.”

So despite the fact that he was having to do exactly what he didn’t want to do, and despite the fact that he wasn’t sure he even could do what needed to be done, Ruggia started talking to connections in parliament to try to undo the change.

As in the U.S., the process of bill approval is long, and starts in a committee — in this case, in the national council commission on health of the lower house of Switzerland’s parliament. There would be a hearing on the bill.

Ruggia decided the commission needed to be at that hearing, he said. But they could not just invite themselves.

“I needed someone from the committee to invite us,” he said. “I knew someone in the committee and I asked him, ‘You should get me an invitation.'”

First hurdle cleared: The invitation was issued.

But Ruggia didn’t want to be the one up there talking publicly. “I prefer to get people better than me to speak in public,” he said.

He managed to line up a few lawyers and policy analysts. Pärli was out of the country, so he asked other attorneys to speak on the law and public health.

That’s the next hurdle sorted, he thought.

Then he primed the pump: As the hearing approached in 2011, he asked Vernazza to speak to a newspaper reporter about the Swiss statement and the scientific argument for changing the law. They needed, he said, “an article in the press supporting the change.”

Next, he studied the committee members again and tried to figure out who on the committee would be his biggest challenges. Once again, Ruggia’s goal was to draw as little attention to the change as possible, for fear of attracting vocal opposition. So he looked at the committee members in the far right party, and discovered that someone in Ruggia’s network knew one of the conservative committee members pretty well.

It was a stroke of luck, something Ruggia could never have expected, he said. So that member of Ruggia’s network met privately with the committee member and, in Ruggia’s words, “had a discussion before the hearing.” Ruggia said this wasn’t to lobby, but to educate. He declined to name the member of Parliament or the member of his network who met.

And all along organizations like UNAIDS and others were issuing reports and studying HIV criminalization laws around the world, to keep a spotlight on the issue.

Then came October and the day of the hearing. The article came out. Experts testified. The Swiss statement was presented into evidence as a statement from an official group of the parliament.

And the far right party members, he said, stayed mum.

“We didn’t get any opposition,” he said.

The revised amendment still required people to inform their partners of their HIV status, regardless of viral load. And while it made penalties more severe for people who purposefully transmitted HIV, it still allowed courts to punish people who passed on the virus unintentionally, according to a 2011 report from the newspaper Neue Zürcher Zeitung.

It wasn’t the victory that Ruggia wanted. But, he said, it was better than leaving the article as it was, with no changes at all.

Change From the Left

As the bill moved from committee to the Parliament at large, it was a touchy time, said Pärli.

On the one hand, parliament was overhauling its whole epidemiology law — not just its approach to HIV. And most of the discussion was about whether and what vaccines should be required for children to attend school.

“This was an advantage,” said Pärli, “because there was not a huge debate about this particular issue. [HIV] wasn’t the focus.”

On the other hand, they feared the day that HIV did become the focus, and what would happen.

“We were a bit afraid — what will happen when one day the Parliament is debating the issue of HIV/AIDS and what protections should be enacted into law, and then to argue it’s against the public health if the transmission of HIV is criminalized,” said Pärli. “This is quite crucial — how to convince ordinary members of parliament who are not specialists in public health.”

And how to do it, he said, in a rational way when, as it comes to HIV, “the questions are not discussed in a rational manner.”

So Pärli, Ruggia and their networks tried to keep the issue out of the limelight, avoiding reporters, and praying that a big splashy case of someone intentionally transmitting HIV wouldn’t take over the news and the consciousness of members of Parliament. When occasionally it did bubble to the surface in a positive way, Ruggia said he would send the article to his contacts in Parliament.

“You don’t just stop,” he said. “You send an email here or there.”

Meanwhile, Meyer was getting more and more irritated with the law as it was amended.

“I was really upset with them [on EKAF],” she said. “It wasn’t just about the law for me. My big hope was to change the stigma, end the stigma.”

She was convinced that EKAF, Ruggia and the rest of them had it backward: prevent discrimination, and then everything will get easier. For her, it wasn’t really about the science.

“Because then it’s just a virus, and you can have information and testing and treatment,” she said.

So she kept pushing, talking to her contacts in Parliament as Ruggia talked to his, advocating for a better change to the law.

“I was so glad there was one man in Parliament who really understood what was needed,” she said.

That man was Alec von Graffenried, representative of Switzerland’s Berne region at the lower chamber of parliament, known as The National Council, at the time of the law’s passage. He was a member of the Green Party and on the National Council’s Legal Affairs Committee. Meyer said she’d spoken with him in the past, though she didn’t speak directly with him about this bill. Meyer also said she knew people who knew him. And she was constantly talking to them about how wrong the law was to be there at all.

Similarly, Ruggia said he hadn’t approached von Graffenried, either. But somehow, von Graffenried found articles on the law. He told the UN Development Programme and the Inter-Parliamentary Union in a report issued later, that he simply felt it was a good opportunity to bring the law in line with the science of HIV.

So in 2013, when the bill finally made it to the floor of The National Council, von Graffenried presented a last-minute amendment that said that the law should only prosecute the rare case where someone with HIV maliciously spreads the virus — rather than people who, he said, were engaged in “normal sexual relationships.”

It was a proposal that shocked Meyer, Ruggia — everyone.

“I was not expecting that at all,” Ruggia said. And even more surprising, he said, von Graffenried’s proposal was a well formulated one.

“He was taking the law in the draft and saying, ‘We can formulate this better,'” he said. “I think he’s the only one who noticed Article 231 in the bill at all.”

For his part, von Graffenried has said the new language just made more sense.

“We can still prosecute for malicious, intentional transmission of HIV,” he’s quoted as saying in the UN report. “But I expect those cases will be very rare. What has changed is that now people living with HIV — which these days is a manageable condition — will be able to go about their private relations without the interference of the law.”

All the evidence, he said, suggests that “this is a better approach for public health.”

His amendment passed 116 to 40.

It would take another three years for the law to go into effect: the public still had to vote on the new epidemics law, which included the amended Article 231. Anti-vaccine advocates put a proposition on the ballot to challenge the vote. , based on a proposition put forward by what Ruggia described as an anti-vaccine. The vote failed.

The report concludes that, as a member of the Justice Committee, von Graffenried was well placed to make this argument. This should be a lesson to advocates, the report states.

“Campaigners and parliamentarians need to ensure that all the relevant departments are lobbied when working on such changes,” the report states.

For Boffi, the result shows that long-term advocacy is worth it. “What can be said is that the years and years of vocal opposition and lobbying and advocacy and information — and especially information based on concrete evidence — did have an effect in the end. We did have the majority of parliament say this wasn’t an issue. It does confirm that advocacy, even though in the short term it doesn’t succeed, in the long term it can create the necessary conditions that lay the groundwork and then benefit from the fruits.

Still, there was more than a little luck involved.

“It could have gone the other way,” he said. “We were very fortunate to have that one member of parliament. … I don’t believe he ever did anything related [to] HIV before that.”

The Living Legacy of Stigma

Groupe sida Genève’s Boffi joined the organization long after the groundwork had been laid for Article 231’s modernization. He came on in 2010, after Ruggia’s draft amendment to the law, after the Swiss statement, after the Geneva judgments.

He remembers clearly his colleagues coming home from the International AIDS Society conference in Vienna that year, and how so much of the discussion was on the Swiss statement and how dangerous it might be.

Today, a decade later, Boffi said that the impact of both the law change and the Swiss statement has been immense.

“The relief [among people living with HIV] was palpable,” he said. “People were saying, ‘Oh this is wonderful. I can seriously consider having sex again, and not be panicked or anguished that I’m putting my partner at risk.'”

But even in Switzerland, the stigma isn’t gone. There’s less structural stigma there, he said. But it’s still around. He spends a chunk of his time working with migrants being deported to countries where they won’t have access to their HIV treatments.

And people are still being prosecuted for HIV transmission, he said. Again, there’s no central database for cases — and in Switzerland, he said people often don’t seek out organizations like Groupe sida Genève when they are arrested, as people do in the U.S. Anecdotal cases reveal that people who are not on treatment are still being unsuccessfully prosecuted, he said.

“This aspect has been forgotten,” he said. “We haven’t got a solution for them as far as criminalization is concerned. They shouldn’t be prosecuted either.”

And even if someone is on treatment, it doesn’t always protect people. Since the update of the epidemiology law, he said he’s watched the HIV advocacy community somewhat disband. They are not still organizing around the issue.

But the Swiss statement, as much of a watershed as it is, is not enough to end HIV criminalization, Boffi said.

“We have prosecutors now who are starting to try to have judgments where the simple fact of transmission is considered proof of mal-intent,” he said. “For the time being, this hasn’t gone further than the lower courts and fortunately there’s been no conviction in the lower courts yet. But it is a risk, and it has to do with the fact that, rather than learn from the campaign that long-term advocacy is necessary, we did the exact opposite.”

Today, he said, U=U is a new concept in Switzerland.

“It’s strange,” he said. “We forgot our own lessons.”

Heather Boerner is a science and healthcare journalist based in Pittsburgh. Her book, Positively Negative: Love, Pregnancy and Science’s Surprising Victory Over HIV, came out in 2014.

Published in The Body on February 22, 2018

 

 

 

 

 

US: Kentucky bill making it a felony to expose police officers to bodily fluids goes to full House for consideration after being approved by House Committee

KENTUCKY (2/15/18) — A bill that would make it a felony to intentionally expose a law enforcement officer to bodily fluids or bodily waste was approved yesterday by the House Judiciary Committee.

Kentucky jailers and some other officials are protected against someone intentionally causing them to come into contact with bodily fluids and waste, but that “there’s a gap in the law that doesn’t protect our police officers,” said Rep. Stan Lee, R-Lexington, the sponsor of House Bill 193.

The legislation would carry stiffer penalties if the bodily fluids or waste carry—or could carry—a communicable disease, including hepatitis C virus or HIV. Both crimes would be considered felony assault under the proposal.

Fraternal Order of Police Bluegrass Lodge # 4 President Jason Rothermund told the committee creating a crime for intentionally forcing bodily fluids or waste onto a police or other law enforcement officer, with the increased penalty for communicable disease, will help prosecution of such acts. Current statutes for disorderly conduct and wanton endangerment are not adequate for prosecution, he said.

“We don’t want them (the officers) to have to go find some obscure charge,” said Rothermund, but instead want behavior specifically addressed in law.

Lee said he would be willing to consider floor amendments that would ratchet down some of the bill’s penalties to misdemeanors after some lawmakers, including Rep. Jason Nemes, R-Louisville, expressed concern with the felony provisions.

Nemes, who has a brother who is a peace officer, said he believes more protection is needed but that he believes the penalties proposed in HB 193 are too harsh.

Rep. McKenzie Cantrell, D-Louisville, had concerns that the scope of the bill is wider than it needs to be.

“Because there’s not a definition of what a communicable disease is and there’s no nexus between the exposure to the fluids and actual transmission of the disease, I’m going to have to vote no today,” she said.

Among those voting for the bill was Rep. Robert Benvenuti, R-Lexington, who said the risk of transmitting communicable disease through bodily fluids and waste is real and carries consequences.

“Clearly there should be a consequence to putting that officer in harm’s way and making that officer go through a battery of testing and unknown situations with their spouse, etc.,” he said.

HB 193 now goes to the full House for consideration.

Published in SurfKY News on February 15, 2018

 

Important new resource, SALC’s HIV Criminalisation Defence Case Compendium, published this week

An important new resource for lawyers defending clients and working on strategic litigation was published by the Southern Africa Litigation Centre (SALC) this week. SALC is one of the newest members of HIV JUSTICE WORLDWIDE Steering Committee.

The HIV Criminalisation Defence Case Compendium was developed to accompany a four-day training for lawyers on HIV and TB criminalisation, due to take place in Johannesburg, South Africa, later this month.

The Compendium aims to provide lawyers with a tool to successfully defend people living with HIV who are being prosecuted for alleged HIV non-disclosure, exposure, or transmission. It catalogues and analyses criminal cases from across the world where “strong defence arguments have resulted in an acquittal or reduced penalty”.

Cases range from prosecutions for spitting or biting to the landmark 2016 Malawi case of a woman successfully released on appeal after having been sentenced for breastfeeding.

To find pertinent cases quickly and effectively, the Compendium is split into three parts:

  • The first section outlines the key issues raised in the judgement, such as proof of intent, and classifies the cases accordingly in an easy to navigate table format.
  • The second section, organised by country, catalogues the categories of argument raised by the defence.
  • The third section summarises the facts of each case and the Court decisions, highlighting the key points.

The Lawyers for HIV and TB Justice: Strategic Litigation, Legal Defence and Advocacy Training will be streamed live on The Southern Africa Litigation Centre Facebook Page between 20-22 February.

The Compendium can be downloaded from the SALC website and is included as the newest resource in the HIV JUSTICE WORLDWIDE toolkit.